355 South Grand Avenue, Los Angeles, California, 90071
Practice Areas : Arbitration & Mediation
1801 Century Park E, Los Angeles, California, 90067
Practice Areas : Business Law
1900 Avenue of the Stars, Los Angeles, California, 90067
Practice Areas : Business Law
1900 Avenue of the Stars, Los Angeles, California, 90067
Practice Areas : Business Law
5 securities attorneys are listed in Los Angeles, working on private placements and exempt offerings, registration and reporting obligations, broker-dealer and adviser regulation, SEC and state enforcement, FINRA arbitration and shareholder litigation.
Raising money from investors triggers securities law even for a small private company. Ask which exemption you are relying on before you accept the first cheque.
If a regulator has made contact, get counsel before responding — informal inquiries have a way of becoming formal investigations.
Lawyers listed in Los Angeles also cover Business Law (89), Personal Injury (54) and Employment Law (40). Los Angeles is the only city in California where the directory lists attorneys in this practice above the listing threshold.