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Securities Law Lawyers in Los Angeles

5 securities attorneys are listed in Los Angeles, working on private placements and exempt offerings, registration and reporting obligations, broker-dealer and adviser regulation, SEC and state enforcement, FINRA arbitration and shareholder litigation.

Raising money from investors triggers securities law even for a small private company. Ask which exemption you are relying on before you accept the first cheque.

If a regulator has made contact, get counsel before responding — informal inquiries have a way of becoming formal investigations.

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Joshua Kroot

Joshua Kroot

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355 South Grand Avenue, Los Angeles, California, 90071

Practice Areas : Arbitration & Mediation

355 South Grand Avenue, Los Angeles, California, 90071
James Eric Kirkland

James Eric Kirkland

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555 W. 5th Street, Los Angeles, California, 90013

Practice Areas : Business Law

555 W. 5th Street, Los Angeles, California, 90013
Michael B. Saryan Esq.

Michael B. Saryan Esq.

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1801 Century Park E, Los Angeles, California, 90067

Practice Areas : Business Law

1801 Century Park E, Los Angeles, California, 90067
Catherine DeBono Holmes

Catherine DeBono Holmes

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1900 Avenue of the Stars, Los Angeles, California, 90067

Practice Areas : Business Law

1900 Avenue of the Stars, Los Angeles, California, 90067
Michael N. Steuch

Michael N. Steuch

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1900 Avenue of the Stars, Los Angeles, California, 90067

Practice Areas : Business Law

1900 Avenue of the Stars, Los Angeles, California, 90067
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