Wells Fargo Tower, 420 20th Street North, Birmingham, Alabama, 35203
Practice Areas : Arbitration & Mediation
5 securities attorneys are listed in Birmingham, working on private placements and exempt offerings, registration and reporting obligations, broker-dealer and adviser regulation, SEC and state enforcement, FINRA arbitration and shareholder litigation.
Raising money from investors triggers securities law even for a small private company. Ask which exemption you are relying on before you accept the first cheque.
If a regulator has made contact, get counsel before responding — informal inquiries have a way of becoming formal investigations.
Lawyers listed in Birmingham also cover Personal Injury (80), Products Liability (44) and Business Law (31). Birmingham is the only city in Alabama where the directory lists attorneys in this practice above the listing threshold.